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The following Course Material(s) are relevant to Hearings :

  Defending Regulated Persons in SRO Disciplinary Proceedings
Author(s): Thomas Manson
Date: Friday, April 08, 2005 dtSearch
From the course: Securities Litigation 2005
Size: 478K - PDF
 
  Disclosure and the Hearing Process
Author(s): James A. (Sasha) Angus
Date: Friday, April 08, 2005 dtSearch
From the course: Securities Litigation 2005
Size: 209K - PDF
 
  Hearings and Reviews Before the Commission
Author(s): Ralph H. Sahrmann
Robert W. Cooper
Date: Friday, April 08, 2005 dtSearch
From the course: Securities Litigation 2005
Size: 2754K - PDF
 
  IDA Practice and Procedure
Author(s): Barbara G. Lohmann
Date: Friday, April 08, 2005 dtSearch
From the course: Securities Litigation 2005
Size: 251K - PDF
 
  Jurisprudential Considerations for Proceedings in Front of Securities Regulatory Panels and a Short Note on the Public Interest
Author(s): Wayne Alford
Date: Friday, April 08, 2005 dtSearch
From the course: Securities Litigation 2005
Size: 5713K - PDF
 
  Mutual Fund Dealers Association of Canada Rules of Procedure: An Overview
Author(s): Sean K. Boyle
Date: Friday, April 08, 2005 dtSearch
From the course: Securities Litigation 2005
Size: 256K - PDF
 

 

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